| How The Ups & Downs of Today's Financial Market May Affect Your Financial Future |
| Invitation Only How to Smile Your Way Through Retirement |
Our clearing firm, Pershing LLC (member NYSE®/FINRA/SIPC), is a leading global provider of business solutions to more than 1,100 institutional and retail financial organizations and independent investment advisors who collectively represent nearly six million individual investors.
Pershing continually provides innovative financial solutions that demand service excellence from advisors. Client's accounts are maintained by Pershing in the U.S. and follow the underlying terms of SIPC protection.* In collaboration with the efforts of NEXT, Pershing works behind the scenes in support for your financial success.
* (www.sipc.org) Neither SIPC nor the excess SIPC coverage protect against market losses